Compliance Alliance

Compliance Alliance (C/A) is owned by nearly 75% of the state bankers association in the United States. C/A offers a family of services that includes Compliance Hub, Assurance Services and Virtual Partners.

Compliance Hub is a subscription-based regulatory and consumer compliance advisory with access to live hotlines to attorneys, proprietary tools, educational webinars and unlimited document reviews.

Assurance Services is an independent group of certified bank auditors offering regulatory compliance audits, including recommendations for program enhancements to improve future safety and soundness.

Virtual Partners is a shared-service model using bank-dedicated compliance officers to monitor and guide your compliance program remotely.

Compliance Hub

  • All-Access Hotline: Members benefit from immediate assistance for regulatory and consumer compliance queries through our hotline, available from 7 AM to 6:00 PM Central time via live chat, email, or phone.
  • Document Reviews: Gain peace of mind with our in-house experts conducting thorough document reviews, providing quick-turnaround recommendations. Unlimited reviews allow for iterative improvements ensuring full compliance.
  • Library of Compliance Tools: Access an extensive array of editable tools and products, including calculators, cheat sheets, checklists, compliance calendars, flowcharts, forms, handouts, huddles, matrices, podcasts, policies, procedures, risk assessments, signage, summaries, training tools, videos, webinars, worksheets, and more. Custom tools may be created upon request at no additional cost.
  • Easy Access to Regulations: Navigate federal and state regulatory information effortlessly on the Compliance Alliance website. The hotline is available to assist with federal research as needed.
  • Summaries of New Regulations: Our legal experts provide concise, summaries of new regulations, offering clarity on how changes impact banks along with actionable implementation plans.
  • Regular Updates on Regulations: Stay informed with daily, weekly, and monthly emails providing crucial news, overviews of added tools, and comprehensive information about regulatory requirements and changes.
  • Monthly Webinars: Our Monthly Webinars are a two part series of Back to Basics and Training webinars are up-to-date training offering continued education credits. This ensures our members have adequate access to training annually.
  • Compliance Huddles: Our Compliance Huddles facilitate discussions among compliance professionals nationwide, addressing hot topics, recent examinations, and general compliance concerns. These sessions, moderated by Compliance Hub’s experts, also serve as valuable networking opportunities for member banks.
  • Membership Insights: Participate in one of our live demos to experience the program's benefits firsthand. Our annual membership fee includes unlimited access to all Compliance Hub products and services for every employee of subscribing banks, making it the most unique and cost-effective, banking compliance resource in the market today.

Assurance Services

Contact Information

Brittney Stacey
Membership Development Team
(833) 683-0701
[email protected]
"We have used other resources in the past for compliance guidance, but decided to switch to Compliance Alliance.  Their company is the most robust system we have ever had.  You get instant access to skilled professionals, who can answer your question right then and there, instead of having to wait for a reply.  They also have numerous cheat sheets, tools and training that all come as part of your membership.  We have utilized many of these and have been able to streamline processes where we struggled in the past.  As a smaller community bank, it is nice to know there is help there when we need it - not tomorrow or the next week.  I highly recommend Compliance Alliance, no matter the size of your institution."
 
Dawna Dougherty
AVP - Compliance, BSA & CRA Officer
Bank of Eastern Oregon
  • BSA/AML Compliance Review
  • Deposit Compliance Review       
  • Lending Compliance Review
  • ACH Compliance Review
  • Internal Control Review
  • Special Project Reviews

Virtual Partners

  • Augment your staff
  • Outsourcing of ongoing monitoring and reporting
  • CMS programs built to suit
  • Keeping the bank abreast of regulatory requirements and changes
  • Consulting with bank officers regarding policy, procedure, and oversight of Compliance
  • Monitoring of Compliance for the bank, through transaction testing
  • Monitoring of BSA for the bank, through transaction testing
  • Chair of Compliance/BSA committee meetings.
  • Present monitoring results to Compliance/BSA committee.
  • Reporting formal findings to senior management and Board of Directors.
  • Presenting a 90-day CMS risk assessment for monitoring.
  • Creating formalized reporting that stands up to scrutiny
  • Working directly with your team
  • Presents findings and recommendations for continuous compliance
  • Assists in implementing corrective action